Jobs in Cheap

A well respected International bank based in the heart of the City of London have a part-time maternity contract role within their busy Compliance team. This is a hybrid role (2 days in the office 3 days from home), working 2-3 hours every day. Interested applicants must be available at short notice as well as having gained 1-2 years proven Compliance Monitoring work experience within a banking environment coupled with strong knowledge of FCA regulations & Monitoring. Duties will include:-

* Monitor investment guideline and regulatory reports using internal monitoring systems.

* Review automated compliance reports and identify exceptions.

* Escalate any breaches, warnings or unusual findings.

* Maintain records of monitoring activities.

* Monitor investment restriction reports.

* Review issuer limits, liquidity limits & other automated monitoring reports

* Escalate any breaches to the Compliance team.

Good Excel skills are required