The Compliance Officer will be responsible for identifying and assessing risk and compliance issues including making recommendations and providing support relating to all aspects of the company’s compliance monitoring and implementation.
Key Duties
* Assisting the Group’s CFO in the review and enhancement of internal control processes and procedures
* Liaising with Regulators and Governing bodies along with Insurer and Reinsurer partners
* Building positive relationships with clients, brokers and other professionals
* Assist with the compliance monitoring work and oversee strategy and Conduct Risk framework and associated policies and procedures
* Keeping abreast on the latest Compliance laws and FCA regulations including GDPR and assessing the potential impact of any changes
* Monitoring and providing compliance guidance to online producers and affiliates
Key Attributes
* 3+ years’ experience in a similar role within the Insurance industry, ideally for a broker or MGA
* Knowledge of rules and requirements of the FCA and the Lloyds market
* First class people skills allowing integration with the team and the felling of working together not against colleagues
* A strong understanding of the Insurance industry is essential for this role
The role offers an excellent salary for the area as well as a comprehensive list of benefits and a genuine long term prospect allowing you to flourish and make the role and department your own perhaps with the ability to manage staff further down the line.
Clark James are Insurance Recruitment Specialists, we will deal with your application in strict confidence and act in your best interests- apply today for a full job spec and immediate interviews if you have Insurance compliance experience
Salary description
£35000.00 - £40000.00 per year