3-4 days a week | Office Based | Up to £50K DOE
GMP Recruitment Agency Limited are proud to be working with a well-known and growing legal firm based in Cheltenham.
We are recruiting for an accomplished Legal Compliance Manager to play a pivotal role within a Risk & Compliance team. This is an excellent opportunity for someone with a strong background in legal compliance who enjoys working in a fast-paced environment, influencing best practice, and ensuring the highest regulatory standards are maintained.
Main Duties:
* Managing the firm's compliance framework to ensure ongoing adherence to SRA Standards and Regulations, Anti-Money Laundering legislation, GDPR and applicable FCA requirements.
* Supervising and developing the Compliance Administrator, providing guidance, support and performance management.
* Overseeing the client onboarding process, including conflict checks, risk assessments and file opening procedures.
* Reviewing and maintaining compliance policies, regulatory registers and firm-wide risk registers.
* Conducting regular file audits to ensure regulatory compliance, quality standards and best practice are consistently met.
* Managing AML processes, including customer due diligence, enhanced due diligence and ongoing monitoring, while supporting the firm's MLRO.
* Preparing Suspicious Activity Reports (SARs) and assisting with reporting obligations where required.
* Working alongside the Head of Risk & Compliance to implement regulatory changes and support strategic risk initiatives.
* Producing insightful quarterly compliance reports for the Management Board, using data to identify trends and areas for improvement.
Required skills and experience:
* Previous experience in a Compliance Manager position within a law firm.
* A thorough understanding of SRA Standards and Regulations, the Solicitors Accounts Rules, AML legislation and FCA regulatory requirements.
* Excellent analytical skills with exceptional attention to detail.
* Strong organisational abilities and the confidence to manage multiple priorities.
* Outstanding communication skills with the ability to build relationships across all levels of the business.
* A proactive, solutions-focused approach with a genuine passion for compliance and regulatory excellence.
This is a great opportunity to become part of a supportive and collaborative firm where compliance is recognised as a vital business function.
For further information or a confidential discussion, please click apply.
GMP Recruitment Agency Ltd agency are recruiting for this role on behalf of our client and are acting as a Recruitment Agency
Salary description
£40000.00 - £50000.00 per year