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A

Risk Lawyer

AJ FOX COMPLIANCE Newbury City


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    A

    Risk Lawyer

    AJ FOX COMPLIANCE Newbury City
    Status Open
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    What we ask

    Education

    No minimum education required

    Job description

    We are working with a leading commercial law firm to hire a Risk Lawyer. In this role, you will join a growing, highly collaborative team of experts to deliver a comprehensive legal risk and regulatory compliance service across all practice groups and business operations.


    The firm is looking for a qualified solicitor or barrister in England & Wales with a current practicing certificate and a strong track record in law firm risk management. We would like to hear from candidates who possess a deep familiarity with common law, UCTA, and the principles of professional negligence. You should have an awareness of the Solicitors Accounts Rules and a calm, commercially aware approach that allows you to deliver complex legal risk messages confidently.


    The responsibilities will include:

    • Providing expert legal and regulatory advice to fee earners, business support functions, and senior management on the SRA Standards and Regulations, ethical boundaries, and complex conflicts of interest.
    • Advising on high-stakes financial crime and regulatory frameworks, including POCA, anti-money laundering, the Bribery Act, Market Abuse Regulations, and ECCTA.
    • Managing data protection governance, including evaluating data breaches and coordinating responses to Data Subject Access Requests under GDPR.
    • Reviewing, drafting, and negotiating bespoke client retainers, outside counsel guidelines, panel terms, and supplier agreements, with a strong focus on limitations of liability.
    • Advising legal teams on potential professional indemnity claims or circumstances, reporting matters to insurers, and managing responses to first-tier client and third-party complaints.
    • Designing, updating, and implementing robust firm-wide compliance policies, risk procedures, and internal audit programmes.
    • Developing and delivering comprehensive compliance training and inductions to partners, fee earners, and staff at all levels of seniority.
    • Assisting with major annual compliance cycles, including the firm’s professional indemnity insurance renewal, SRA bulk practicing certificate renewal (RF1), and statutory registrations.
    • Supporting the firm through external compliance assessments, including annual ISO audits (9001, 27001, 22301, 14001) and Cyber Essentials Plus recertifications.


    Please submit your application today to register your interest.


    Ref: 1549

    About the employer

    AJ FOX COMPLIANCE
    Apply now

    Apply on the employer's website

    Apply now

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