Applicants must have worked for a Financial Services company, They are not interested in speaking to people from banking etc. Only those with direct experience will be considered
Responsibilities
Provide Administration support to the Financial Advisers
Organising client files for meetings, preparation of valuations and product research
Submission of new business applications, monitoring through to completion
Ability to process Pension transfers and replacement business
Accurate inputting onto systems. Maintaining and ensuring completeness of client files for compliance purposes
Prepare draft suitability reports for clients
Liaising with clients and professional bodies
Managing/updating business pipeline and all client files
Organising appointment diary and advisor meetings
General Administration duties
Keeping up to date with knowledge of products and ongoing compliance and Anti-money laundering requirements
Criteria / Previous experience:
Must have worked within a Financial Advisor/ Wealth management practice for at least 3 years
Have level 4 qualification or be working towards it
Knowledge of investments, pensions and protection products
Achieved or working towards Diploma level Financial Services qualifications
Salary will depend on background and be relevant to experience
Please send CV to Colleen Farquharson via the link
Brook Street NMR is acting as an Employment Agency in relation to this vacancy
Salary description
£38000.00 - £38000.00 per year