This includes working closely with custodians, platforms, advisers, and internal teams to ensure transfers are completed efficiently while maintaining regulatory compliance and delivering excellent client outcomes.
Client Details
UK based Asset Manager.
Description
Asset Transfer Processing
Manage end-to-end processing of asset transfers (e.g. ISAs, pensions, GIA accounts)
Liaise with external counterparties (custodians, platforms, ceding firms) to facilitate transfers
Monitor transfer pipelines and proactively follow up on outstanding cases
Ensure timely settlement and accurate reconciliation of transferred assets
Client & Stakeholder Communication
Provide updates to internal teams (Client Services, Relationship Managers) on transfer status
Handle queries from advisers and clients in a professional and timely manner
Controls & Reconciliation
Perform daily and periodic reconciliations to ensure data accuracy
Investigate and resolve discrepancies in asset positions or cash movements
Maintain clear audit trails and documentation for all transactions
Regulatory & Risk Compliance
Ensure all transfers comply with FCA regulations and internal policies
Adhere to Anti-Money Laundering (AML) and client due diligence requirements
Identify and escalate risks, breaches, or delays appropriately
Profile
Previous experience in asset transfers, operations, or investment administration (ideally within an asset manager, platform, or custodian)
Knowledge of CREST, re-registration processes, or transfer platforms (e.g. Equisoft)
Strong understanding of UK investment products (ISAs, pensions, collective investments)
Excellent attention to detail and accuracyJob Offer
Competitive equivalent salary ranging from £35,000 to £38,000 GBP.
Opportunity to work within a reputable Financial Services organisation in London
Salary description
£35000.00 - £38000.00 per year