One Ten Associates are partnering with a private debt fund that is looking to hire a Compliance Associate. The role will be based in London, reporting directly into the SMF16/17.
The role will be a generalised compliance role. Responsibilities include:
- Conduct compliance monitoring reviews in accordance to the compliance monitoring programme (CMP)
- Review, update and implement compliance policies/procedures
- Provide compliance/regulatory advice to the business in relation to their regulatory obligations
- Oversee and manage regulatory reporting/filings
- Provide oversight and monitor financial promotions, conflicts of interest, gifts & entertainment, code of ethics, etc...
The ideal candidate will have 3-6 years compliance experience, ideally working within asset management industry. An understanding of private markets is advantageous.