This is an excellent opportunity for a detail-oriented professional with a strong compliance background to play a key role in maintaining high standards of advice and regulatory adherence across the business.
Key Responsibilities:
* Assess the suitability of financial advice in line with regulatory requirements
* Review and check adviser documentation for accuracy and completeness
* Provide clear, constructive, and accurate feedback to advisers
* Identify and communicate any remedial actions required
* Ensure all corrective actions are effectively implemented and completed
Skills & Experience Required:
* Strong knowledge of OFSL compliance procedures and relevant regulatory rules
* Proven experience within a compliance or advisory role in Financial Services
* Background in life and pensions is highly desirable
* Recognised professional qualification (FPC Level 4 or equivalent) is essential
* Exceptional attention to detail and analytical skills
* Ability to communicate feedback clearly and effectively
What’s on Offer:
* Competitive salary
* Exceptional benefits package
* Highly flexible hybrid working model
* Opportunity to join a respected firm during an exciting phase of growth
If you are looking to take the next step in your career within a supportive and forward-thinking organisation, we would love to hear from you
Salary description
£45000.00 - £50000.00 per year