Coopman are supporting the growth of the Regulatory Consulting division of a well established and highly regarded Consultancy business as they continue to grow their team of experts who support a range of Financial Services firms across Wealth Management, Banking, Payments, Insurance and other regulated sectors.
Key responsibilities of the Regulatory Compliance Associate:
- Supporting a variety of clients on project work, including the drafting of policies and procedures to support their compliance monitoring programmes, designing and delivering compliance related training materials for clients and undertaking file reviews
- Assisting with regulatory matters such as applications and submissions for authorisations and variations of permissions
- Consistently researching regulatory developments and topics to further their own knowledge and add value to clients by understanding how they could be impacted
- Participation and creation on original thought leadership around regulatory issues
- Delivering work to clients in a timely manner to meet strict deadlines, whilst maintaining the high standards and quality their clients expect
Ideal experience and competencies required of the Regulatory Compliance Associate:
- Previous regulatory compliance experience within Financial Services from either a Financial Institution, Law Firm, Regulator or another Regulatory Consulting business
- Educated to Degree level with a professional compliance related qualification (ICA, CISI) desirable
- Solid understanding of FCA regulations and their practical applications
- Easily motivated and willing to undertake individual research and educational development to further their understanding of regulation in specific sectors of Financial Services
- Ability to manage multiple projects and workflows at once, with previous project management experience a plus
- Articulate and easily able to communicate complex regulations to various stakeholders in an easy to understand way
This role would be joining a close knit team and exceptional group of regulatory professionals at an exciting stage, in a role which will really drive personal and professional growth. If you're early on in your Compliance career and want a role which will combine expertise and variety, apply now to learn more.
As a Certified B Corporation™, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work™, we ensure our workplace is one that fosters professional growth and collaboration.