Our client is a successful and growing hedge fund that leverages deep and established expertise in the commodities markets to deliver enviable returns for its investors.
In line with continued growth, we are now looking for a compliance officer, to take on a broad and varied role and report to the General Counsel, who is also SMF16/17 for the organisation.
The successful candidate will perform a role with real scope and visibility, developing the compliance function from risk assessment to execution and taking a lead role in both developing and operating the compliance programme as a whole.
The role will encompass, but is not limited to:
- Shaping the current and future compliance framework of the business, including compliance board reporting and designing risk assessments;
- Maintaining and improving the compliance monitoring programme, harnessing appropriate solutions in the RegTech / AI arena, as and when necessary;
- Taking a lead on marketing compliance matters, including materials, publications and cross-border registrations and/or licences;
- Training employees in the area of compliance and encouraging a strong culture of compliance within the fund, ensuring adherence to policy and addressing any breaches;
- Dealing with all necessary regulatory reporting to bodies like the FCA and SEC, as well as shaping the organisation’s response to regulatory change and future best practice.
This role would suit candidate with demonstrable compliance experience from the investment management arena, and more specifically, another hedge fund.
The successful candidate will receive a very competitive base salary along with an annual discretionary bonus and benefits (medical, dental etc.).
For more information, please contact:
matt@aysearch.com 07900 692209
OR
celene@aysearch.com 07944 390723
Due to a high volume of applications, we will only respond to those we deem suitable for the role.
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